Financial Information Company

Scenario

Management of the client's millennium compliance programme

Situation

The client is one of the world leaders in supplying the global financial markets and the news media with a wide range of information and news products including real-time financial data, collective investment data, numerical, textual, historical and graphical databases plus news, graphics video, and pictures. The client also designs and installs enterprise-wide information management and risk management systems for the financial markets and provides equity and foreign exchange transaction systems.

The programme's objective was to ensure that millennium issues were addressed in all products, operations and internal processes of the group including subsidiaries, and to ensure that business operations continued normally across the millennium transition.

This involved addressing millennium issues across many thousands of installed client site applications, and central systems, and included liaison with 4000 key suppliers of hardware, software and services, and 7000 client contribution and news sources.

Charteris Role

To run this programme, the client needed a very high level of programme management expertise, and a practical and sensitive approach to the organisation.

The client Millennium compliance director commented: "Our aim was to gain access to best programme practice by gearing up from Charteris experience of advising other companies on millennium programmes"

A Charteris consultant was appointed as programme manager to the central Millennium compliance group; he first provided advice on the structure of the overall programme, and then defined, monitored and controlled the programme execution to a very tight timescale. The Millennium organisation also allowed for a balance between a central programme office and the distribution of activities across the company departments globally and subsidiaries.

Charteris also worked on business continuity planning for the Millennium transition, including:

  • contingency planning
  • establishment of a command centre to monitor activities
  • management of simulation exercises to ensure effective running of the command centres
  • the development of intranet tools for global monitoring of pro-active millennium checks

Solution

All products, applications, services and business processes were made compliant in time, and the year 2000 transition passed without any significant issues.

On completion of the programme, the global millennium director commented: "Our millennium programme was seen as successful both internally and by our customers, and Charteris must take a great deal of the credit for its success. Charteris were highly responsive to our requests at all times, and provided quality advice and work throughout the programme. Charteris met our expectations in every respect"

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